Gary Harvey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Harvey ( ), a licensed former licensee with CE reference AIU632. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-28 | 2012-05-25 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-07-28 | 2012-05-25 |