Ka Yee Lum
林家儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yee Lum (林家儀), a licensed former licensee with CE reference AIU529. This person has 1.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baron Asia Limited 建勤亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-04-28 | 2004-07-31 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-05-20 | 2004-04-28 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Yee Lum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Man Keung Tsang | Joy Silver Limited | 2003–2004 |
| Joseph Chuen Chung Wan | Joy Silver Limited | 2003–2004 |
| Michael Chi Tat Fok | Joy Silver Limited | 2003–2004 |
| Kam Wah Wong | Joy Silver Limited | 2003–2004 |
| David Richard Halperin | Joy Silver Limited | 2003–2004 |
| Wai Ying Lee | Joy Silver Limited | 2003–2004 |
| Teresa Ching Man Ho | Joy Silver Limited | 2003–2004 |
| Yu Tak Yim | Joy Silver Limited | 2003–2004 |
| Sui Keung Chiu | Joy Silver Limited | 2003–2004 |
| Wai Yan Lin | Joy Silver Limited | 2003–2004 |
| Michael Tsai Ping Sze | Joy Silver Limited | 2003–2004 |
| Wing Tak Tsui | Joy Silver Limited | 2003–2004 |
| Stephen Wing Tai Lo | Baron Asia Limited | 2004 |
| Samuel Shong Au-Yong | Joy Silver Limited | 2003–2004 |
| Letty Ho Yan Wan | Joy Silver Limited | 2003–2004 |
| Man Ying Yue | Baron Asia Limited | 2004 |
| Irene Ho Ying Poon | Joy Silver Limited | 2004 |