Kwok Wai (SFC:AIU253) Chow
周國偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai (SFC:AIU253) Chow (周國偉), a licensed former licensee with CE reference AIU253. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-16 | 2004-01-16 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-16 | 2003-10-21 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-05-16 | 2003-10-13 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 9 — Asset management | 2003-05-16 | 2003-10-13 |