Phoenix Ying Yuen Wong
王瑩鵷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Phoenix Ying Yuen Wong (王瑩鵷), a licensed former licensee with CE reference AIU217. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-30 | 2005-11-05 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-09-30 | 2005-11-05 |
| Shun Loong Capital Limited 順隆融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-06-10 | 2005-03-31 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-03 | 2005-08-01 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-05-03 | 2005-08-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-14 | 2003-11-19 |
| CES Commodities (HK) Limited 光證期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-05-14 | 2003-11-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-05-14 | 2003-07-07 |