Siew Wai Thong
湯邵威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siew Wai Thong (湯邵威), a licensed former licensee with CE reference AIR795. This person has 4.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-29 | 2007-03-24 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-08 | 2007-03-24 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2004-12-08 | 2006-05-08 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 4 - Advising on securities | 2004-12-08 | 2006-06-29 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-12-08 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-12-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siew Wai Thong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.