Bruce Bromberg
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bruce Bromberg ( ), a licensed former licensee with CE reference AIR490. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-22 | 2015-08-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-12-22 | 2015-08-31 |