Steven Rudolf Sieker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Rudolf Sieker, a licensed former licensee with CE reference AIM296. This person has 0.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Guyerzeller Far East Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2003-09-28 |
| HSBC Guyerzeller Far East Limited | RO | Type 9 - Asset management | Pre-2003 | 2003-09-28 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Steven Rudolf Sieker during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.