Ka Yin Lui
呂家妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yin Lui (呂家妍), a licensed former licensee with CE reference AIH347. This person has 1.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-02 | 2005-09-28 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-30 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-30 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-30 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Yin Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.