Duncan Ross Rutherford
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Duncan Ross Rutherford ( ), a licensed former licensee with CE reference AIE258. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-06 | 2008-09-23 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-04-21 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-04-21 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-04-21 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | present | 2003-04-21 |