Charles Hei Ling Lam
林熙齡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Hei Ling Lam (林熙齡), a licensed former licensee with CE reference AID042. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 1 — Dealing in securities | 2008-05-05 | 2011-08-18 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 4 — Advising on securities | 2008-05-05 | 2011-08-18 |