Kou Ming Kan
簡教銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kou Ming Kan (簡教銘), a licensed former licensee with CE reference AIC203. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wilson Securities Limited 滙生證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-02-25 | 2010-07-10 |
| Wilson Securities Limited 滙生證券有限公司 |
RO | Type 4 — Advising on securities | 2010-02-25 | 2010-07-10 |
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-12-09 | 2010-07-10 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-29 | 2008-10-30 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-29 | 2008-10-30 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 — Asset management | 2008-07-29 | 2008-10-30 |
| Network Financial Services Limited 萬匯理財策劃有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-07 |