King Wai Lo
羅景偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Wai Lo (羅景偉), a licensed former licensee with CE reference AIB936. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-20 | 2010-06-07 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-30 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-30 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-30 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-30 |