Eric Mok
莫俊遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Mok (莫俊遠), a licensed former licensee with CE reference AHX010. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-17 | 2018-11-20 |
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-17 | 2018-11-20 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-15 | 2018-01-23 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RO | Type 4 — Advising on securities | 2016-08-15 | 2018-01-23 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-19 | 2016-08-15 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-21 | 2016-05-12 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-09 | 2014-07-03 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-01-07 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-09 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-09 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-09 |