Robin Harris
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robin Harris ( ), a licensed former licensee with CE reference AHV178. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-02 | 2015-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-07-02 | 2015-03-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2013-07-02 | 2015-03-31 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-29 | 2013-07-02 |
| EQ Investor Services Limited 怡信投資策劃服務有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-10-24 |
| EQ Investor Services Limited 怡信投資策劃服務有限公司 |
RO | Type 4 — Advising on securities | present | 2003-10-24 |
| EQ Investor Services Limited 怡信投資策劃服務有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-10-24 |
| EQ Investor Services Limited 怡信投資策劃服務有限公司 |
RO | Type 9 — Asset management | present | 2003-10-24 |