Robin Harris
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robin Harris, a licensed former licensee with CE reference AHV178. This person has 5.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-02 | 2015-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-07-02 | 2015-03-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2013-07-02 | 2015-03-31 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-29 | 2013-07-02 |
| EQ Investor Services Limited 怡信投資策劃服務有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-10-24 |
| EQ Investor Services Limited 怡信投資策劃服務有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-10-24 |
| EQ Investor Services Limited 怡信投資策劃服務有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-24 |
| EQ Investor Services Limited 怡信投資策劃服務有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-10-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Robin Harris during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.