Thomas Ho Yin Fok
霍浩然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Ho Yin Fok (霍浩然), a licensed former licensee with CE reference AHN864. This person has 4.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-15 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2007-07-01 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Ho Yin Fok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.