Thomas Ho Yin Fok
霍浩然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Ho Yin Fok (霍浩然), a licensed former licensee with CE reference AHN864. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-15 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2007-07-01 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-15 |