Stephen James Conrad
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen James Conrad, a licensed former licensee with CE reference AHN479. This person has 0.3 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zurich Capital Markets Hong Kong Limited 蘇黎世資本市場香港有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-08-01 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen James Conrad during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ben McLean Scott | Zurich Capital Markets Hong Kong Limited | 2003 |