Bertha Man Ki Ng
吳蔓琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bertha Man Ki Ng (吳蔓琪), a licensed former licensee with CE reference AHF465. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-18 | 2015-12-16 |
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2014-04-14 | 2015-08-20 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2014-04-14 | 2015-08-20 |