Rongchuan Wu
吳荣川
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rongchuan Wu (吳荣川), a licensed former licensee with CE reference AHE140. This person has 3.8 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-01-22 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-25 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-25 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rongchuan Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.