Michael Peter Baptista
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Peter Baptista, a licensed former licensee with CE reference AHE139. This person has 6.4 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2009-08-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Peter Baptista during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.