Linda Ning Ning Luo
羅寧寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Linda Ning Ning Luo (羅寧寧), a licensed former licensee with CE reference AHD909. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shining Capital Management Hong Kong Limited 尚心資本管理香港有限公司 |
RO | Type 9 — Asset management | 2014-01-10 | 2016-12-31 |
| Shining Capital Management Hong Kong Limited 尚心資本管理香港有限公司 |
Rep | Type 9 — Asset management | 2011-11-30 | 2014-01-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 — Asset management | 2009-08-12 | 2010-03-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-03-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2010-03-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-11 |