Kai Sum Ng
吳啟森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Sum Ng (吳啟森), a licensed former licensee with CE reference AHC351. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| City Credit Capital (HK) Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2012-12-12 | 2017-02-28 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-19 | 2010-05-06 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-25 | 2009-11-03 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-10-19 | 2008-03-05 |