Judy Wai Yee Liu
廖惠怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Judy Wai Yee Liu (廖惠怡), a licensed former licensee with CE reference AHB565. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-23 | 2011-04-28 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-23 | 2011-04-28 |