Raymond Kin Kau Sze
施建交
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Kin Kau Sze (施建交), a licensed former licensee with CE reference AHB521. This person has 1.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-01-02 | 2004-08-14 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2004-01-02 | 2004-08-14 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-14 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-05 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Kin Kau Sze during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.