Raymond Kin Kau Sze
施建交
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Kin Kau Sze (施建交), a licensed former licensee with CE reference AHB521. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-01-02 | 2004-08-14 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-01-02 | 2004-08-14 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-08-14 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-05 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-14 |