Raymond Kar Hang Yip
葉嘉衡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Kar Hang Yip (葉嘉衡), a licensed former licensee with CE reference AGY622. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-14 | 2022-01-31 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
RO | Type 4 — Advising on securities | 2014-01-14 | 2022-01-31 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-01-14 | 2022-01-31 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-11 | 2014-01-14 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-11 | 2014-01-14 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-11-11 | 2014-01-14 |
| Sheng Yuan Capital (Hong Kong) Limited 盛源資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-04-30 | 2013-09-01 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-27 | 2013-09-01 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 4 — Advising on securities | 2010-10-27 | 2013-09-01 |