Kelvin Chak Kwan Liu
廖澤堃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelvin Chak Kwan Liu (廖澤堃), a licensed former licensee with CE reference AGV440. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2010-06-30 | 2012-11-12 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-04-09 | 2010-06-30 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-27 | 2010-06-30 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-06 | 2010-04-09 |