Young Min (SFC:AGU017) Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Young Min (SFC:AGU017) Kim ( ), a licensed former licensee with CE reference AGU017. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2007-07-31 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2007-07-31 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-10 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 9 — Asset management | present | 2007-07-31 |