Nelson Wong
黃國重
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelson Wong (黃國重), a licensed former licensee with CE reference AGT986. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| De Riva Asia Limited |
RO | Type 1 — Dealing in securities | 2010-07-29 | 2012-12-17 |
| De Riva Asia Limited |
RO | Type 2 — Dealing in futures contracts | 2010-07-29 | 2012-12-17 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-16 | 2010-07-01 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-16 | 2010-07-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-16 | 2010-07-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-02 | 2006-12-01 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-02 | 2006-12-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-08-02 | 2006-12-01 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2003-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 9 — Asset management | present | 2003-07-31 |