Siu Kwan Chan
陳少群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kwan Chan (陳少群), a licensed former licensee with CE reference AGQ664. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2011-12-30 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-11 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-11 |