Siu Ping (SFC:AGQ386) Lee
李小萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ping (SFC:AGQ386) Lee (李小萍), a licensed former licensee with CE reference AGQ386. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-10-20 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-10-20 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 9 - Asset management | present | 2003-10-20 |