Yee Siu Ng
伍如笑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Siu Ng (伍如笑), a licensed former licensee with CE reference AGQ371. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | present | 2011-12-30 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-11-11 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 9 - Asset management | present | 2004-11-11 |