Siu Ling (SFC:AGQ150) Chan
陳小玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ling (SFC:AGQ150) Chan (陳小玲), CE reference AGQ150. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-11 | 2009-06-08 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-21 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-21 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-21 |