Yuan (SFC:AGQ059) Li
李源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan (SFC:AGQ059) Li (李源), a licensed former licensee with CE reference AGQ059. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-19 | 2009-08-01 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-19 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-19 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-19 |