Sau Ha Lo
盧秀霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Ha Lo (盧秀霞), a licensed former licensee with CE reference AGP700. This person has 6.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2009-09-12 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-11 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-11 |