Chi Ming (SFC:AGP693) Li
李治明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming (SFC:AGP693) Li (李治明), a licensed former licensee with CE reference AGP693. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2004-11-23 | 2012-02-27 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-12-18 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-12-18 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 9 - Asset management | present | 2003-12-18 |