Dawn Pek Yee Lim

CE No. AGP538 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dawn Pek Yee Lim (), a licensed former licensee with CE reference AGP538. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
Goldman Sachs Futures (Asia) Limited
高盛期貨(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts present 2006-04-01
Goldman Sachs Futures (Asia) Limited
高盛期貨(亞洲)有限公司
Rep Type 5 - Advising on futures contracts present 2004-10-14
Goldman Sachs Futures (Asia) Limited
高盛期貨(亞洲)有限公司
Rep Type 9 - Asset management present 2004-10-14

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