Chi Lok Yau
邱志樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Lok Yau (邱志樂), a licensed former licensee with CE reference AGP405. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-26 | 2010-07-21 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-05-26 | 2010-07-21 |