Lok Ping Tsang
曾樂平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Ping Tsang (曾樂平), a licensed former licensee with CE reference AGP381. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-06 | 2010-11-17 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-06 | 2010-11-17 |