Yau Yim Chan
曾友嚴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yau Yim Chan (曾友嚴), a licensed former licensee with CE reference AGO991. This person has 4.8 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 1 - Dealing in securities | 2006-01-25 | 2008-01-23 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2005-02-16 | 2008-01-23 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 4 - Advising on securities | 2005-02-16 | 2008-01-23 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 9 - Asset management | 2005-02-16 | 2008-01-23 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-02 | 2005-02-16 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 4 - Advising on securities | 2003-12-30 | 2008-01-23 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 9 - Asset management | 2003-12-30 | 2008-01-23 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-30 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-16 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yau Yim Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.