Ralph Lewis Schlosstein
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ralph Lewis Schlosstein ( ), a licensed former licensee with CE reference AGO911. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-10-03 | 2007-10-01 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 9 — Asset management | 2006-10-03 | 2007-10-01 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-30 | 2006-10-03 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-09-30 | 2006-10-03 |
| BlackRock Asia Limited |
RO | Type 4 — Advising on securities | present | 2006-09-29 |
| BlackRock Asia Limited |
RO | Type 9 — Asset management | present | 2006-09-29 |