Joanne Ka Wan Ng
吳嘉韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanne Ka Wan Ng (吳嘉韻), a licensed former licensee with CE reference AGO838. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2007-07-11 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-12-29 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-12-29 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-11-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2003-12-29 |