Nelson King Shiu Ho
何景兆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelson King Shiu Ho (何景兆), a licensed former licensee with CE reference AGO785. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-22 | 2024-09-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-17 | 2024-09-10 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-28 | 2004-06-29 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-07-28 | 2004-06-29 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2004-06-29 |