Sharon Sau Wan Ho
何秀雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sharon Sau Wan Ho (何秀雲), a licensed former licensee with CE reference AGO779. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-08 | 2010-05-01 |
| Wisdom Wealth Management Limited 竑智理財策劃有限公司 |
RO | Type 4 — Advising on securities | 2006-02-14 | 2006-04-30 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-04-30 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-25 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-25 |