Carina Wai Yu Wong
黃慧如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carina Wai Yu Wong (黃慧如), a licensed former licensee with CE reference AGO609. This person has 15.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-14 | 2018-07-31 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-10-15 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-09 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-09 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carina Wai Yu Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.