Shuk Yin (SFC:AGO370) Chan
陳淑燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Yin (SFC:AGO370) Chan (陳淑燕), a licensed former licensee with CE reference AGO370. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-12-23 | 2009-08-05 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-07-08 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-07-08 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-07-08 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 9 - Asset management | present | 2003-07-08 |