Karen Wai Yi Chan
陳惠儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Wai Yi Chan (陳惠儀), a licensed former licensee with CE reference AGO354. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-29 | 2012-07-16 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-29 | 2012-07-16 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-04 | 2010-09-30 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-02 | 2007-06-12 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-04-02 | 2007-06-12 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-06 |