Karen Wai Yi Chan
陳惠儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Wai Yi Chan (陳惠儀), a licensed former licensee with CE reference AGO354. This person has 8.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-29 | 2012-07-16 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-29 | 2012-07-16 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-04 | 2010-09-30 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-02 | 2007-06-12 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-04-02 | 2007-06-12 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karen Wai Yi Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.