Cherry Suk Han Lau
劉淑嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cherry Suk Han Lau (劉淑嫻), a licensed former licensee with CE reference AGO262. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-31 | 2009-01-31 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-31 | 2009-01-31 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-11-10 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-10 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-10 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-10 |