Wai Yin Kwok
郭慧妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yin Kwok (郭慧妍), a licensed former licensee with CE reference AGO112. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-07-07 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | present | 2009-07-24 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-06-05 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 9 - Asset management | present | 2004-07-07 |