Ka Kin (SFC:AGO101) Ng
吳家健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kin (SFC:AGO101) Ng (吳家健), a licensed former licensee with CE reference AGO101. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-07-09 | 2025-04-21 |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2024-07-09 | 2025-04-21 |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-09-10 | 2025-04-21 |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-09-10 | 2025-04-21 |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
RO | Type 9 — Asset management | 2021-09-10 | 2025-04-21 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-21 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-21 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-21 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-21 |