Nien-Tsu Tsai
蔡念祖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nien-Tsu Tsai (蔡念祖), a licensed former licensee with CE reference AGN869. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-01 | 2008-01-22 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2005-01-27 | 2008-01-22 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
RO | Type 4 — Advising on securities | present | 2006-11-01 |