Yee Wan Kwok
郭綺雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Wan Kwok (郭綺雲), a licensed former licensee with CE reference AGN784. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2014-03-04 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2005-03-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2005-03-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2005-03-22 |